# \#rba **URL:** https://www.amlfaqs.com/tag/rba/45.md [Latest](https://www.amlfaqs.com/latest.md) · [Categories](https://www.amlfaqs.com/categories.md) · [Tags](https://www.amlfaqs.com/tags.md) --- ## [What ongoing monitoring must a UAE real estate broker perform on an existing customer relationship?](https://www.amlfaqs.com/t/what-ongoing-monitoring-must-a-uae-real-estate-broker-perform-on-an-existing-customer-relationship/1258)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [September 10, 2026, 12:25am UTC](https://www.amlfaqs.com/t/what-ongoing-monitoring-must-a-uae-real-estate-broker-perform-on-an-existing-customer-relationship/1258 "2026-09-10T00:25:11Z")
Customer due diligence is not a one-off exercise at onboarding. The Federal Decree-Law requires obliged entities to implement CDD and continuous monitoring procedures throughout the business relationship. For a real esta… --- ## [What geographic or country risk factors must UAE firms consider?](https://www.amlfaqs.com/t/what-geographic-or-country-risk-factors-must-uae-firms-consider/1311)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 19, 2026, 1:54pm UTC](https://www.amlfaqs.com/t/what-geographic-or-country-risk-factors-must-uae-firms-consider/1311 "2026-08-19T13:54:03Z")
What geographic or country risk factors must UAE firms consider? --- ## [Must UAE real estate brokers carry out an enterprise-wide risk assessment?](https://www.amlfaqs.com/t/must-uae-real-estate-brokers-carry-out-an-enterprise-wide-risk-assessment/1632)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 16, 2026, 11:59am UTC](https://www.amlfaqs.com/t/must-uae-real-estate-brokers-carry-out-an-enterprise-wide-risk-assessment/1632 "2026-08-16T11:59:34Z")
Must UAE real estate brokers carry out an enterprise-wide risk assessment? --- ## [What are the Due Diligence Regulations for Responsible Sourcing of Gold in the UAE?](https://www.amlfaqs.com/t/what-are-the-due-diligence-regulations-for-responsible-sourcing-of-gold-in-the-uae/1605)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 14, 2026, 2:49pm UTC](https://www.amlfaqs.com/t/what-are-the-due-diligence-regulations-for-responsible-sourcing-of-gold-in-the-uae/1605 "2026-08-14T14:49:24Z")
What are the Due Diligence Regulations for Responsible Sourcing of Gold in the UAE? --- ## [What is an Enterprise-Wide Risk Assessment for a DNFBP in the UAE?](https://www.amlfaqs.com/t/what-is-an-enterprise-wide-risk-assessment-for-a-dnfbp-in-the-uae/1603)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 14, 2026, 2:41pm UTC](https://www.amlfaqs.com/t/what-is-an-enterprise-wide-risk-assessment-for-a-dnfbp-in-the-uae/1603 "2026-08-14T14:41:22Z")
What is an Enterprise-Wide Risk Assessment for a DNFBP in the UAE? --- ## [How does the UAE 2024 National Risk Assessment affect DNFBPs?](https://www.amlfaqs.com/t/how-does-the-uae-2024-national-risk-assessment-affect-dnfbps/1601)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 14, 2026, 1:51pm UTC](https://www.amlfaqs.com/t/how-does-the-uae-2024-national-risk-assessment-affect-dnfbps/1601 "2026-08-14T13:51:33Z")
How does the UAE 2024 National Risk Assessment affect DNFBPs? --- ## [What is an Enterprise-Wide Risk Assessment (EWRA) for a UAE law firm?](https://www.amlfaqs.com/t/what-is-an-enterprise-wide-risk-assessment-ewra-for-a-uae-law-firm/1586)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 14, 2026, 12:26pm UTC](https://www.amlfaqs.com/t/what-is-an-enterprise-wide-risk-assessment-ewra-for-a-uae-law-firm/1586 "2026-08-14T12:26:56Z")
What is an Enterprise-Wide Risk Assessment (EWRA) for a UAE law firm? --- ## [Does a UAE audit firm need to carry out an AML business risk assessment?](https://www.amlfaqs.com/t/does-a-uae-audit-firm-need-to-carry-out-an-aml-business-risk-assessment/1554)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 11, 2026, 11:21am UTC](https://www.amlfaqs.com/t/does-a-uae-audit-firm-need-to-carry-out-an-aml-business-risk-assessment/1554 "2026-08-11T11:21:26Z")
Does a UAE audit firm need to carry out an AML business risk assessment? --- ## [Are real estate developers considered DNFBPs under UAE AML law?](https://www.amlfaqs.com/t/are-real-estate-developers-considered-dnfbps-under-uae-aml-law/1497)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 8, 2026, 10:58am UTC](https://www.amlfaqs.com/t/are-real-estate-developers-considered-dnfbps-under-uae-aml-law/1497 "2026-08-08T10:58:28Z")
Are real estate developers considered DNFBPs under UAE AML law? --- ## [What AML policies and internal controls must a UAE real estate brokerage have in place?](https://www.amlfaqs.com/t/what-aml-policies-and-internal-controls-must-a-uae-real-estate-brokerage-have-in-place/1482)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 6, 2026, 2:53pm UTC](https://www.amlfaqs.com/t/what-aml-policies-and-internal-controls-must-a-uae-real-estate-brokerage-have-in-place/1482 "2026-08-06T14:53:48Z")
What AML policies and internal controls must a UAE real estate brokerage have in place? --- ## [What are the OECD five-step due diligence requirements for responsible gold sourcing in the UAE?](https://www.amlfaqs.com/t/what-are-the-oecd-five-step-due-diligence-requirements-for-responsible-gold-sourcing-in-the-uae/1473)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 5, 2026, 1:29pm UTC](https://www.amlfaqs.com/t/what-are-the-oecd-five-step-due-diligence-requirements-for-responsible-gold-sourcing-in-the-uae/1473 "2026-08-05T13:29:14Z")
What are the OECD five-step due diligence requirements for responsible gold sourcing in the UAE? --- ## [When can a UAE DNFBP apply Simplified Due Diligence?](https://www.amlfaqs.com/t/when-can-a-uae-dnfbp-apply-simplified-due-diligence/1470)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [August 5, 2026, 1:17pm UTC](https://www.amlfaqs.com/t/when-can-a-uae-dnfbp-apply-simplified-due-diligence/1470 "2026-08-05T13:17:11Z")
When can a UAE DNFBP apply Simplified Due Diligence? --- ## [How must UAE firms use the National Risk Assessment results?](https://www.amlfaqs.com/t/how-must-uae-firms-use-the-national-risk-assessment-results/1316)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 30, 2026, 12:32pm UTC](https://www.amlfaqs.com/t/how-must-uae-firms-use-the-national-risk-assessment-results/1316 "2026-07-30T12:32:30Z")
How must UAE firms use the National Risk Assessment results? --- ## [What is the risk-based approach (RBA) under UAE AML law?](https://www.amlfaqs.com/t/what-is-the-risk-based-approach-rba-under-uae-aml-law/1315)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 30, 2026, 12:29pm UTC](https://www.amlfaqs.com/t/what-is-the-risk-based-approach-rba-under-uae-aml-law/1315 "2026-07-30T12:29:20Z")
What is the risk-based approach (RBA) under UAE AML law? --- ## [What must a business-wide AML risk assessment cover in the UAE?](https://www.amlfaqs.com/t/what-must-a-business-wide-aml-risk-assessment-cover-in-the-uae/1314)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 30, 2026, 12:26pm UTC](https://www.amlfaqs.com/t/what-must-a-business-wide-aml-risk-assessment-cover-in-the-uae/1314 "2026-07-30T12:26:31Z")
What must a business-wide AML risk assessment cover in the UAE? --- ## [How is a customer's money laundering risk rating determined in the UAE?](https://www.amlfaqs.com/t/how-is-a-customers-money-laundering-risk-rating-determined-in-the-uae/1312)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 30, 2026, 12:22pm UTC](https://www.amlfaqs.com/t/how-is-a-customers-money-laundering-risk-rating-determined-in-the-uae/1312 "2026-07-30T12:22:30Z")
--- ## [Is a business-wide risk assessment mandatory for UAE real estate brokers?](https://www.amlfaqs.com/t/is-a-business-wide-risk-assessment-mandatory-for-uae-real-estate-brokers/1208)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 25, 2026, 5:38pm UTC](https://www.amlfaqs.com/t/is-a-business-wide-risk-assessment-mandatory-for-uae-real-estate-brokers/1208 "2026-07-25T17:38:23Z")
Is a business-wide risk assessment mandatory for UAE real estate brokers? --- ## [What is a Customer Risk Assessment (CRA) for DNFBPs in the UAE?](https://www.amlfaqs.com/t/what-is-a-customer-risk-assessment-cra-for-dnfbps-in-the-uae/1182)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 24, 2026, 12:53pm UTC](https://www.amlfaqs.com/t/what-is-a-customer-risk-assessment-cra-for-dnfbps-in-the-uae/1182 "2026-07-24T12:53:53Z")
What is a Customer Risk Assessment (CRA) for DNFBPs in the UAE? --- ## [When can DNFBPs apply simplified due diligence in the UAE?](https://www.amlfaqs.com/t/when-can-dnfbps-apply-simplified-due-diligence-in-the-uae/1181)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 24, 2026, 12:41pm UTC](https://www.amlfaqs.com/t/when-can-dnfbps-apply-simplified-due-diligence-in-the-uae/1181 "2026-07-24T12:41:08Z")
When can DNFBPs apply simplified due diligence in the UAE? --- ## [Do UAE accountants need to re-apply customer due diligence to clients onboarded before the 2025 AML framework?](https://www.amlfaqs.com/t/do-uae-accountants-need-to-re-apply-customer-due-diligence-to-clients-onboarded-before-the-2025-aml-framework/1156)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 23, 2026, 3:43pm UTC](https://www.amlfaqs.com/t/do-uae-accountants-need-to-re-apply-customer-due-diligence-to-clients-onboarded-before-the-2025-aml-framework/1156 "2026-07-23T15:43:23Z")
Do UAE accountants need to re-apply customer due diligence to clients onboarded before the 2025 AML framework? --- ## [What is the difference between the National Risk Assessment and a business risk assessment in the UAE?](https://www.amlfaqs.com/t/what-is-the-difference-between-the-national-risk-assessment-and-a-business-risk-assessment-in-the-uae/1138)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 23, 2026, 5:16am UTC](https://www.amlfaqs.com/t/what-is-the-difference-between-the-national-risk-assessment-and-a-business-risk-assessment-in-the-uae/1138 "2026-07-23T05:16:03Z")
What is the difference between the National Risk Assessment and a business risk assessment in the UAE? --- ## [Must UAE businesses consider National Risk Assessment findings in their own risk assessment?](https://www.amlfaqs.com/t/must-uae-businesses-consider-national-risk-assessment-findings-in-their-own-risk-assessment/1136)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 22, 2026, 9:49am UTC](https://www.amlfaqs.com/t/must-uae-businesses-consider-national-risk-assessment-findings-in-their-own-risk-assessment/1136 "2026-07-22T09:49:17Z")
Must UAE businesses consider National Risk Assessment findings in their own risk assessment? --- ## [What risk factors must a UAE entity assess in its ML/TF/PF risk assessment?](https://www.amlfaqs.com/t/what-risk-factors-must-a-uae-entity-assess-in-its-ml-tf-pf-risk-assessment/1064)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [July 19, 2026, 4:53pm UTC](https://www.amlfaqs.com/t/what-risk-factors-must-a-uae-entity-assess-in-its-ml-tf-pf-risk-assessment/1064 "2026-07-19T16:53:03Z")
A UAE regulated entity must assess risk across several dimensions rather than looking at customers alone. The core risk factors are customer type (including beneficial ownership and whether a customer is a politically ex… --- ## [How should a UAE real estate broker conduct an Enterprise-Wide Risk Assessment?](https://www.amlfaqs.com/t/how-should-a-uae-real-estate-broker-conduct-an-enterprise-wide-risk-assessment/873)
**Author:** [@Monika](https://www.amlfaqs.com/u/Monika)\ **Replies:** 1\ **Last updated:** [May 5, 2026, 11:51am UTC](https://www.amlfaqs.com/t/how-should-a-uae-real-estate-broker-conduct-an-enterprise-wide-risk-assessment/873 "2026-05-05T11:51:31Z")
How should a UAE real estate broker conduct an Enterprise-Wide Risk Assessment?